Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Sham Bingel | 4732243 | 1 | 12/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Thaler | 2557899 | 3 | 11/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael James Thaler | 2557899 | 3 | 09/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Canon Wayne Hickman | 5306028 | 1 | 09/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward John Kohlhepp | 273292 | 1 | 07/27/2022 | Customer Dispute | Denied | $85,609.20 | $0.00 | See FINRA Report |
| Shanna Joelle Reed | 4734752 | 3 | 07/01/2022 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Matthew Alan Strajack | 2478705 | 1 | 05/04/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Mark Houston Mitchell | 2217342 | 1 | 08/18/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Barcomb | 2434495 | 2 | 06/21/2021 | Customer Dispute | Denied | $5,300.00 | $0.00 | See FINRA Report |
| Ann Holland Stewart | 2388888 | 2 | 02/01/2021 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |