Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Eby Laver | 1151853 | 2 | 02/05/2003 | Customer Dispute | Denied | $6,675.89 | $0.00 | See FINRA Report |
| Steven Michael Fain | 2996318 | 2 | 12/16/2002 | Customer Dispute | Denied | $83,412.90 | $0.00 | See FINRA Report |
| Mary Angel Coelho | 1318101 | 1 | 12/12/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Depaolo | 2761917 | 1 | 11/13/2002 | Customer Dispute | Denied | $6,296.26 | $0.00 | See FINRA Report |
| Michael Ray Gula | 1358776 | 1 | 11/05/2002 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Joyce Ann Blonskij | 1411467 | 2 | 10/29/2002 | Customer Dispute | Denied | $5,867.74 | $0.00 | See FINRA Report |
| Charles Stuart Tyler | 2258245 | 3 | 09/30/2002 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Ramon Valdez | 2592276 | 14 | 08/27/2002 | Customer Dispute | Denied | $7,846.71 | $0.00 | See FINRA Report |
| Matthew Alan Caputo | 1096438 | 1 | 08/17/2002 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| David Lee Kunhardt | 1651471 | 3 | 08/14/2002 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |