Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Joseph Stevens | 1509761 | 1 | 09/26/2003 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Francis Roda | 1787657 | 2 | 09/05/2003 | Customer Dispute | Denied | $6,873.74 | $0.00 | See FINRA Report |
| Donald P Qualters | 3184519 | 1 | 08/25/2003 | Customer Dispute | Denied | $10,556.00 | $0.00 | See FINRA Report |
| Michael Stanley Blaszczak | 1897395 | 1 | 08/14/2003 | Customer Dispute | Denied | $33,273.00 | $0.00 | See FINRA Report |
| Douglas Patrick McAllister | 3038834 | 1 | 08/04/2003 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Mark Franklin Leone | 1873046 | 4 | 07/16/2003 | Customer Dispute | Denied | $32,643.00 | $0.00 | See FINRA Report |
| Kim David Larkin | 1474968 | 1 | 06/20/2003 | Customer Dispute | Denied | $7,695.00 | $0.00 | See FINRA Report |
| Christopher Lee Bishop | 2932632 | 1 | 06/10/2003 | Customer Dispute | Denied | $24,933.40 | $0.00 | See FINRA Report |
| David Nathan Williams | 1922731 | 1 | 04/28/2003 | Customer Dispute | Denied | $89,465.00 | $0.00 | See FINRA Report |
| Charles Allen Rogers | 3083764 | 1 | 03/27/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |