Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn Hinnant Williams | 1970184 | 1 | 07/21/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andre Walter Korogodon | 1359773 | 1 | 05/12/2004 | Customer Dispute | Denied | $38,502.00 | $0.00 | See FINRA Report |
| Robert Nelson Stclair | 2166947 | 2 | 05/04/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Frank Head | 1633324 | 4 | 03/30/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Doyle Brownlee | 1277737 | 2 | 03/30/2004 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Jana Kennedy Stoermer | 2804294 | 1 | 03/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William James Marinelli | 2338409 | 1 | 03/08/2004 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| John Steven Ruzza | 1619227 | 2 | 03/02/2004 | Customer Dispute | Denied | $31,165.10 | $0.00 | See FINRA Report |
| John David Fuller | 1726295 | 2 | 02/05/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nicholas Dimitriou | 3124886 | 1 | 12/03/2003 | Customer Dispute | Denied | $12,600.00 | $0.00 | See FINRA Report |