Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Charles Bamberg | 2693807 | 1 | 08/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Aloysius Locke | 1980843 | 9 | 08/02/2005 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Michael Dale Allen | 873728 | 4 | 07/11/2005 | Customer Dispute | Denied | $116,432.00 | $0.00 | See FINRA Report |
| Charles Theodore Beach | 1251430 | 1 | 07/05/2005 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| W Stephen Jones | 867147 | 3 | 06/29/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Donald Frank | 212791 | 1 | 06/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Mercatante | 4256656 | 3 | 05/23/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lynn Mary McCarty | 2601909 | 1 | 05/13/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carl Steven Myers | 2668870 | 3 | 05/02/2005 | Customer Dispute | Denied | $9,551.00 | $0.00 | See FINRA Report |
| Stephen Michel Horvath | 1946774 | 1 | 04/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |