Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Steven Fantasia | 2920917 | 2 | 08/31/2006 | Customer Dispute | Denied | $8,500.00 | $0.00 | See FINRA Report |
| Mark Karl Menzel | 728378 | 2 | 05/24/2006 | Customer Dispute | Denied | $11,650.00 | $0.00 | See FINRA Report |
| Steven Alan Greene | 2286537 | 6 | 05/10/2006 | Customer Dispute | Denied | $10,382.70 | $0.00 | See FINRA Report |
| Jonathan Gregory Heller | 1183912 | 3 | 05/01/2006 | Customer Dispute | Denied | $103,000.00 | $0.00 | See FINRA Report |
| Brian Markley Broberg | 2572950 | 5 | 03/31/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Dale Allen | 873728 | 4 | 03/23/2006 | Customer Dispute | Denied | $11,958.00 | $0.00 | See FINRA Report |
| John Christian Schlegel | 1985811 | 1 | 01/29/2006 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Stephen Michael McNamara | 2445183 | 3 | 10/06/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Benjamin Vincent Pearman | 4187094 | 1 | 09/06/2005 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| Arthur Young Cooper | 1850883 | 2 | 09/01/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |