Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harry Kevin Volant | 2230376 | 1 | 08/17/2007 | Customer Dispute | Denied | $8,473.95 | $0.00 | See FINRA Report |
| Jerry Bradford Grimes | 3039718 | 1 | 04/02/2007 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Mitchell Mark Eisenberg | 1193021 | 1 | 03/07/2007 | Customer Dispute | Denied | $10,500.00 | $0.00 | See FINRA Report |
| Carl Steven Myers | 2668870 | 3 | 03/06/2007 | Customer Dispute | Denied | $26,757.90 | $0.00 | See FINRA Report |
| David Gerard Robertson | 1952646 | 2 | 02/20/2007 | Customer Dispute | Denied | $123,000.00 | $0.00 | See FINRA Report |
| Sarah Maire Berner | 4802796 | 1 | 01/02/2007 | Customer Dispute | Denied | $6,334.00 | $0.00 | See FINRA Report |
| Brandon Lee Erickson | 4827390 | 1 | 11/16/2006 | Customer Dispute | Denied | $11,407.70 | $0.00 | See FINRA Report |
| Steven Michael Fain | 2996318 | 2 | 11/16/2006 | Customer Dispute | Denied | $11,407.70 | $0.00 | See FINRA Report |
| David Lee Kunhardt | 1651471 | 3 | 09/26/2006 | Customer Dispute | Denied | $8,080.00 | $0.00 | See FINRA Report |
| Joseph John Giangiulio | 1148025 | 3 | 09/12/2006 | Customer Dispute | Denied | $28,871.00 | $0.00 | See FINRA Report |