Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack Donald Roland | 1755378 | 1 | 10/22/2008 | Customer Dispute | Denied | $111,296.00 | $0.00 | See FINRA Report |
| Kimberly Kay Kendrot | 2298796 | 4 | 10/16/2008 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Gary Miner Throop | 4596759 | 1 | 10/06/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Michael Schaefer | 4289564 | 1 | 09/22/2008 | Customer Dispute | Denied | $365,802.00 | $0.00 | See FINRA Report |
| Carl John Labruna | 1490627 | 8 | 09/16/2008 | Customer Dispute | Denied | $27,638.00 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 08/26/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Terry Lee Kerr | 2850722 | 1 | 08/15/2008 | Customer Dispute | Denied | $34,908.10 | $0.00 | See FINRA Report |
| Mark Briggs Dudycha | 2599756 | 1 | 07/26/2008 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Lawrence Curtis Smoller | 1364572 | 1 | 07/16/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rebecca Dawn Turner | 1982423 | 2 | 07/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |