Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Alan Greene | 2286537 | 6 | 12/29/2008 | Customer Dispute | Denied | $77,376.60 | $0.00 | See FINRA Report |
| David Mark Garner | 4984840 | 1 | 12/17/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Raymond Schablein | 1831107 | 1 | 12/03/2008 | Customer Dispute | Denied | $58,359.60 | $0.00 | See FINRA Report |
| Anthony Joseph Lopez | 4121183 | 1 | 11/20/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barbra Robin Shaffer | 1700153 | 1 | 11/14/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bryan Edward Norman | 2121217 | 1 | 11/06/2008 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Kevin Thomas McCauley | 2492794 | 1 | 11/02/2008 | Customer Dispute | Denied | $8,979.89 | $0.00 | See FINRA Report |
| Kendall Hugh Wright | 2100316 | 2 | 10/30/2008 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Valenta | 1386978 | 7 | 10/29/2008 | Customer Dispute | Denied | $13,244.00 | $0.00 | See FINRA Report |
| Scott Andrew Cleveland | 2221648 | 1 | 10/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |