Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacquelyn Marie Pasciak | 2915143 | 1 | 10/10/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Michael Phillipich | 5640482 | 1 | 10/02/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Harold Offel | 2570946 | 3 | 09/07/2023 | Customer Dispute | Denied | $70,224.00 | $0.00 | See FINRA Report |
| John Francis Roda | 1787657 | 2 | 08/14/2023 | Customer Dispute | Denied | $425,000.00 | $0.00 | See FINRA Report |
| Paul A Freitag | 7081980 | 1 | 04/18/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jordan Alva Rodriguez | 6651428 | 1 | 04/06/2023 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Mark Gerard Cangelose | 1739268 | 1 | 03/09/2023 | Customer Dispute | Denied | $17,289.00 | $0.00 | See FINRA Report |
| Jeffrey Lynn Coleman | 2516592 | 4 | 02/14/2023 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jennifer E Ritter | 6166798 | 1 | 01/04/2023 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John Hughes Campbell | 2238694 | 1 | 12/28/2022 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |