Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Elton Smith | 2446656 | 1 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Stevens | 2470433 | 10 | 03/02/2009 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Adam Fletcher Griffiths | 2287180 | 3 | 02/21/2009 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Steve Allen Raitzyk | 3158858 | 1 | 02/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Heck | 4157989 | 1 | 02/12/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Samuel Lyle Torrez | 1726919 | 4 | 01/23/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Jamie Swanbom | 4690592 | 1 | 01/23/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Steven Alan Greene | 2286537 | 6 | 01/20/2009 | Customer Dispute | Denied | $5,599.05 | $0.00 | See FINRA Report |
| Jacob Anthony Kozmic | 3038198 | 2 | 01/14/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Carl John Labruna | 1490627 | 8 | 01/05/2009 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |