Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly J Cartier | 2938908 | 2 | 05/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carter Conrad Benkendorfer | 2968209 | 1 | 05/11/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Rhonda Tunink Heineman | 1876462 | 1 | 05/07/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney Decker | 2565081 | 1 | 05/04/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Adam Fletcher Griffiths | 2287180 | 3 | 04/28/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Fletcher Griffiths | 2287180 | 3 | 04/28/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Lyle Torrez | 1726919 | 4 | 04/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Richard Hall | 2788134 | 1 | 03/30/2009 | Customer Dispute | Denied | $8,295.59 | $0.00 | See FINRA Report |
| Jay H Kim | 4317260 | 2 | 03/26/2009 | Customer Dispute | Denied | $8,890.33 | $0.00 | See FINRA Report |
| Patric Joseph Wallace | 1241039 | 1 | 03/09/2009 | Customer Dispute | Denied | $34,000.00 | $0.00 | See FINRA Report |