Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Andrew Kletter | 4025492 | 1 | 05/02/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Levingston | 4641963 | 1 | 03/03/2011 | Customer Dispute | Denied | $80,718.70 | $0.00 | See FINRA Report |
| Warren Samuel Wernick | 1684550 | 2 | 02/17/2011 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Carl Duval Cress | 4422542 | 1 | 01/31/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Susan E Sukys | 4937138 | 1 | 11/02/2010 | Customer Dispute | Denied | $1,522,390.00 | $0.00 | See FINRA Report |
| Robert Charles Stevens | 2470433 | 10 | 10/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Gregory Utter | 1415256 | 2 | 09/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chad Matthew Glover | 4748491 | 1 | 08/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Stevens | 2470433 | 10 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Dean Allen | 2232396 | 1 | 08/17/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |