Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frederick E Treff | 5612919 | 1 | 10/12/2011 | Customer Dispute | Denied | $14,700.00 | $0.00 | See FINRA Report |
| Lesley Brian Wilson | 2952936 | 1 | 09/15/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ellwood Wyzgowski | 864195 | 4 | 08/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Selina Jane Witt | 4712319 | 2 | 08/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Russell Brotsky | 4485934 | 1 | 07/28/2011 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Voyce Lee Thomas | 5191992 | 1 | 07/22/2011 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Adam Denton Prewett | 4597857 | 1 | 07/20/2011 | Customer Dispute | Denied | $8,994.00 | $0.00 | See FINRA Report |
| Christian Eby Laver | 1151853 | 2 | 07/13/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Franklin Turner | 1546082 | 1 | 05/19/2011 | Customer Dispute | Denied | $14,250.00 | $0.00 | See FINRA Report |
| Frank Anthony Conte | 1038082 | 2 | 05/04/2011 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |