Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Tadeusz Gremler | 4520780 | 1 | 05/04/2012 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Laurence Edward Lof | 311668 | 2 | 04/05/2012 | Customer Dispute | Denied | $56,450.50 | $0.00 | See FINRA Report |
| Alexander Joseph Paoletto | 864081 | 1 | 04/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jane L Louie-Sermeno | 4790516 | 2 | 04/02/2012 | Customer Dispute | Denied | $16,633.20 | $0.00 | See FINRA Report |
| James Daniel Guare | 1071734 | 3 | 03/09/2012 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Kendall Hugh Wright | 2100316 | 2 | 01/30/2012 | Customer Dispute | Denied | $74,000.00 | $0.00 | See FINRA Report |
| Arthur Lee Boyd | 4680285 | 2 | 01/13/2012 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Robert Charles Stevens | 2470433 | 10 | 12/24/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cathy Webster Pinard | 4282168 | 2 | 11/03/2011 | Customer Dispute | Denied | $94,355.60 | $0.00 | See FINRA Report |
| Brian Michael Therrell | 4793352 | 3 | 10/12/2011 | Customer Dispute | Denied | $14,700.00 | $0.00 | See FINRA Report |