Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Kay Kendrot | 2298796 | 4 | 05/13/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Cory James Watson | 2837924 | 1 | 05/06/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 04/23/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dairel Lavern Denton | 1678155 | 1 | 01/28/2013 | Customer Dispute | Denied | $40,465.00 | $0.00 | See FINRA Report |
| Jack Azar | 1392551 | 1 | 11/02/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Pelletier | 4261707 | 1 | 10/12/2012 | Customer Dispute | Denied | $19,037.50 | $0.00 | See FINRA Report |
| Stephen Louis Skillman | 2265963 | 2 | 09/24/2012 | Customer Dispute | Denied | $34,031.40 | $0.00 | See FINRA Report |
| David William Jones | 1446125 | 1 | 08/14/2012 | Customer Dispute | Denied | $70,378.30 | $0.00 | See FINRA Report |
| Rusty Lee Woods | 2716788 | 2 | 05/31/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Stanley Barker | 1004542 | 1 | 05/23/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |