Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Fitzgerald | 2384928 | 1 | 01/20/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darryl Lawrence Klimowski | 2674465 | 1 | 12/04/2013 | Customer Dispute | Denied | $9,960.00 | $0.00 | See FINRA Report |
| Leo Rosner | 1011519 | 2 | 12/04/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Mark Louis Weiss | 4078150 | 1 | 11/25/2013 | Customer Dispute | Denied | $25,280.20 | $0.00 | See FINRA Report |
| David Jonathan White | 2606002 | 2 | 11/15/2013 | Customer Dispute | Denied | $23,400.00 | $0.00 | See FINRA Report |
| Matthew Everette Goodwin | 4447880 | 1 | 11/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jerome Anthony Dreier | 1451380 | 1 | 09/06/2013 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Aaron Scott McKinney | 5942633 | 2 | 08/23/2013 | Customer Dispute | Denied | $5,100.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 8 | 08/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tadeusz Robert Markow | 2307025 | 2 | 07/18/2013 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |