Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Jay Caruso | 2968696 | 2 | 12/17/2014 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Larry Dean Queen | 851743 | 2 | 12/03/2014 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John George Atsaves | 4360076 | 1 | 11/14/2014 | Customer Dispute | Denied | $53,858.40 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 11/05/2014 | Customer Dispute | Denied | $6,982.96 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 09/23/2014 | Customer Dispute | Denied | $37,020.00 | $0.00 | See FINRA Report |
| John Stephen Beloin | 3122002 | 2 | 08/19/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Laurence Buell Tipton | 4184839 | 1 | 08/05/2014 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Bernard Emil Nors | 2706843 | 2 | 08/04/2014 | Customer Dispute | Denied | $119,000.00 | $0.00 | See FINRA Report |
| Daniel Patrick Dalton | 2634791 | 1 | 04/09/2014 | Customer Dispute | Denied | $23,544.60 | $0.00 | See FINRA Report |
| Steven Edward Farris | 3240243 | 2 | 01/22/2014 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |