Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Slade Miller | 3200739 | 3 | 09/01/1987 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
James Dana Miller | 1141401 | 4 | 01/01/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ellis Eugene Grossnickle | 1283246 | 3 | 09/01/1983 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |