Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Courter | 854890 | 2 | 10/15/1992 | Customer Dispute | Award / Judgment | $17,000.00 | $20,000.00 | See FINRA Report |
| Robert Francis Nash | 345040 | 2 | 08/25/1992 | Customer Dispute | Settled | $875,000.00 | $0.00 | See FINRA Report |
| David Max Garrison | 1803012 | 2 | 07/01/1992 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joyce Ann Blonskij | 1411467 | 2 | 05/01/1992 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Donald Bruce Schreck | 716682 | 2 | 06/14/1991 | Customer Dispute | Settled | $124,079.00 | $0.00 | See FINRA Report |
| John Michael Salley | 870106 | 3 | 05/31/1990 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Dennis Charles Clark | 1057589 | 3 | 10/16/1989 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Louis James MacLoskey | 316342 | 1 | 09/28/1988 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| David Alan Farbman | 603433 | 1 | 07/29/1988 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Douglas Hammond Lemon | 802386 | 2 | 06/01/1988 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |