Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dominique Godfroy Henri Vercaemert | 1021056 | 4 | 05/19/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David William Gamblin | 1558687 | 2 | 04/15/1998 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 01/05/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 11/14/1997 | Customer Dispute | Settled | $13,153.20 | $0.00 | See FINRA Report |
| John Harrison Graves | 1427158 | 2 | 10/13/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Adrian | 2459590 | 1 | 09/04/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilfred Joseph Brockman | 2234536 | 2 | 07/11/1997 | Customer Dispute | Award / Judgment | $27,500.00 | $17,460.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 06/26/1997 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Gary Evan Fox | 1457689 | 3 | 03/20/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Francis Nash | 345040 | 2 | 02/07/1997 | Customer Dispute | Award / Judgment | $2,200,000.00 | $50,000.00 | See FINRA Report |