Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Sprague | 2184128 | 2 | 02/02/1999 | Customer Dispute | Denied | $282,000.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 12/14/1998 | Customer Dispute | Denied | $21,140.20 | $0.00 | See FINRA Report |
| Steven Edward Hamant | 2487744 | 2 | 11/30/1998 | Customer Dispute | Withdrawn | $13,600.00 | $0.00 | See FINRA Report |
| Matthew Philip Havens | 2362578 | 1 | 11/29/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey David Kercher | 2045274 | 4 | 11/04/1998 | Customer Dispute | Settled | $9,602.47 | $0.00 | See FINRA Report |
| Gary Thomas Wargo | 1398450 | 1 | 10/30/1998 | Customer Dispute | Closed-No Action | $17,500.00 | $0.00 | See FINRA Report |
| Steven Alan Greene | 2286537 | 6 | 09/25/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald John Dobro | 1826152 | 1 | 09/09/1998 | Customer Dispute | Settled | $5,466.67 | $0.00 | See FINRA Report |
| Robert Charles Stevens | 2470433 | 10 | 08/20/1998 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| John Gregory Utter | 1415256 | 2 | 07/20/1998 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |