Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles R Montou | 1292001 | 1 | 09/10/1999 | Customer Dispute | Award / Judgment | $192,828.00 | $2,193.00 | See FINRA Report |
| Nadine M Burns | 2288073 | 1 | 08/12/1999 | Customer Dispute | Denied | $5,953.17 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 07/20/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Victorino Santos Manlapaz | 2675628 | 1 | 06/14/1999 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Ronald Obraitis | 2124486 | 4 | 05/13/1999 | Customer Dispute | Settled | $62,500.00 | $0.00 | See FINRA Report |
| William Timothy Bowen | 847338 | 1 | 05/01/1999 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jason Maximillian Baker | 2571121 | 4 | 04/27/1999 | Customer Dispute | Denied | $64,986.20 | $0.00 | See FINRA Report |
| William Glen Newbury | 1890435 | 4 | 04/26/1999 | Customer Dispute | Settled | $8,696.00 | $0.00 | See FINRA Report |
| Warren Samuel Wernick | 1684550 | 2 | 03/10/1999 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Lesley Marshall Vanborssum | 1430557 | 4 | 02/19/1999 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |