Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Scott Sprague | 2184128 | 2 | 04/12/2000 | Customer Dispute | Settled | $59,250.00 | $0.00 | See FINRA Report |
| Andrew Rene Beaudry | 1982302 | 1 | 04/03/2000 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Jonathan Gregory Heller | 1183912 | 3 | 03/13/2000 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Haymond | 2028718 | 4 | 02/09/2000 | Customer Dispute | Denied | $10,171.90 | $0.00 | See FINRA Report |
| Rocco Joseph Scarsella | 1280846 | 1 | 01/22/2000 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 01/20/2000 | Customer Dispute | Settled | $445,800.00 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 12/13/1999 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 11/03/1999 | Customer Dispute | Award / Judgment | $150,000.00 | $75,000.00 | See FINRA Report |
| Joseph John Giangiulio | 1148025 | 3 | 10/14/1999 | Customer Dispute | Settled | $9,748.95 | $0.00 | See FINRA Report |
| Timothy Lyn Ford | 1128151 | 6 | 09/16/1999 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |