Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley David Fath | 2632194 | 1 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Donald Wayne Evans | 1928091 | 3 | 02/22/2024 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Ronald Fair Paull | 2968273 | 11 | 02/16/2024 | Customer Dispute | Pending | $275,482.00 | $0.00 | See FINRA Report |
| Alexander Patrick Kline | 1271785 | 10 | 01/19/2024 | Customer Dispute | Pending | $110,000.00 | $0.00 | See FINRA Report |
| Leo Rosner | 1011519 | 2 | 01/17/2024 | Customer Dispute | Pending | $700,000.00 | $0.00 | See FINRA Report |
| Eric Lee Jay | 1784087 | 1 | 12/22/2023 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Layeux | 2017756 | 1 | 12/21/2023 | Customer Dispute | Denied | $211,000.00 | $0.00 | See FINRA Report |
| Anthony Louis Szymborski | 4131253 | 2 | 12/21/2023 | Customer Dispute | Denied | $211,000.00 | $0.00 | See FINRA Report |
| Edward Felix Dublis | 1080504 | 2 | 12/08/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| John Scott Jaeger | 1259547 | 2 | 11/17/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |