Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Steven Hammond | 3002992 | 1 | 04/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Sherman | 4351022 | 1 | 02/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joe Robert Bright | 4645372 | 1 | 11/18/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent Allen Ward | 2781771 | 1 | 07/15/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marlo Ann Schaible | 3120254 | 2 | 07/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marlo Ann Schaible | 3120254 | 2 | 05/13/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Barry Jack Schmidt | 1494452 | 1 | 10/18/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Earl Steiner | 3027728 | 1 | 10/04/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carl Steven Myers | 2668870 | 3 | 03/16/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cathy Webster Pinard | 4282168 | 2 | 12/21/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |