Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Thomas Clark | 4572828 | 2 | 12/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brice W Hartsuch | 5403644 | 1 | 10/25/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antonia Gail Braaksma | 4784845 | 2 | 02/06/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Wilkins Laub | 3175099 | 1 | 12/27/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Brown | 5292077 | 2 | 10/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason D Hasson | 5317385 | 2 | 07/08/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Addison Steele | 1336981 | 3 | 05/20/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daryl Miller | 2706426 | 1 | 02/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chadwick M Mangum | 5281294 | 1 | 01/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Joy Nordaby | 2991608 | 1 | 09/21/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |