Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gavin Jones | 6243918 | 2 | 06/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Sue Neff | 6590186 | 4 | 06/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Sue Neff | 6590186 | 4 | 06/14/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin James Hyland | 4725427 | 2 | 05/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason D Hasson | 5317385 | 2 | 01/28/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin James Hyland | 4725427 | 2 | 08/08/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Labruce | 7771379 | 1 | 03/23/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Oxford Sherrill | 1160379 | 7 | 04/14/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Kristian Todsen | 4498631 | 1 | 03/03/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antonia Gail Braaksma | 4784845 | 2 | 01/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |