Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan James Wolfe | 2597506 | 1 | 07/16/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Fitting | 5076660 | 2 | 07/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grisell Caberopalsson | 2551501 | 1 | 06/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Thomas Fitting | 5076660 | 2 | 05/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Edward Miller | 5528419 | 1 | 04/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Krystal Lyn Bass | 6618791 | 1 | 03/29/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erin Gay Willis | 2406860 | 3 | 01/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denver Wayne Carlson | 6441135 | 2 | 10/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denver Wayne Carlson | 6441135 | 2 | 01/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deanna Kay Wintermote | 5084634 | 1 | 12/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |