Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tiffany Lynn Sanchez | 6481112 | 1 | 09/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Elias James Chaikin | 6144766 | 1 | 08/30/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Scott Raitzyk | 5246850 | 1 | 06/23/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Armbruster | 6202550 | 1 | 06/19/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jasen Bryant Dahm | 6368151 | 1 | 09/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carol Ann Sumoski | 6290355 | 1 | 12/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cristobal Aaron Delgado | 6635066 | 1 | 05/13/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Layte | 4372191 | 1 | 01/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Todd Johnson | 6587287 | 1 | 12/30/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark John Thornton | 2144012 | 1 | 11/05/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |