Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Lee Evans | 2693722 | 3 | 10/02/2003 | Customer Dispute | Closed-No Action | $125,000.00 | $0.00 | See FINRA Report |
| Spencer Farris Murchison | 2943827 | 1 | 08/18/2003 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |
| Tim D Sullivan | 1899809 | 2 | 06/27/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Charles Stuart Tyler | 2258245 | 3 | 04/07/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eladio Arturo Santiago | 3060628 | 3 | 12/30/2002 | Customer Dispute | Closed-No Action | $756,000.00 | $0.00 | See FINRA Report |
| Steven Lewis Bergstrom | 1666242 | 1 | 08/15/2002 | Customer Dispute | Closed-No Action | $308,238.00 | $0.00 | See FINRA Report |
| Enrique Jose Alvarez | 820409 | 2 | 05/14/2002 | Customer Dispute | Closed-No Action | $53,000.00 | $0.00 | See FINRA Report |
| Samuel Lyle Torrez | 1726919 | 4 | 04/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Peters | 1037969 | 1 | 12/26/2001 | Customer Dispute | Closed-No Action | $170,889.00 | $0.00 | See FINRA Report |
| Bruce Edward Vinion | 1908547 | 3 | 12/05/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |