Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Timothy Neslage | 2736377 | 1 | 05/12/2009 | Customer Dispute | Closed-No Action | $8,159.00 | $0.00 | See FINRA Report |
| Richard D Martin | 2261076 | 4 | 03/20/2009 | Customer Dispute | Closed-No Action | $102,000.00 | $0.00 | See FINRA Report |
| James Arthur Teeter | 1589128 | 1 | 02/19/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Wade Lance McMinn | 1916843 | 2 | 10/30/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 06/19/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Aj Flanagan | 2822353 | 1 | 04/25/2008 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Jerry Hugh Crockett | 2167486 | 2 | 02/19/2008 | Customer Dispute | Closed-No Action | $20,412.00 | $0.00 | See FINRA Report |
| Greg James Sansum | 4915283 | 2 | 12/06/2007 | Customer Dispute | Closed-No Action | $7,600.77 | $0.00 | See FINRA Report |
| Jason Maximillian Baker | 2571121 | 4 | 04/30/2007 | Customer Dispute | Closed-No Action | $209,972.00 | $0.00 | See FINRA Report |
| Bernard Emil Nors | 2706843 | 2 | 12/01/2006 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |