Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cambridge Investment Research, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles R Montou | 1292001 | 1 | 09/10/1999 | Customer Dispute | Award / Judgment | $192,828.00 | $2,193.00 | See FINRA Report |
| Wilfred Joseph Brockman | 2234536 | 2 | 07/11/1997 | Customer Dispute | Award / Judgment | $27,500.00 | $17,460.00 | See FINRA Report |
| Robert Francis Nash | 345040 | 2 | 02/07/1997 | Customer Dispute | Award / Judgment | $2,200,000.00 | $50,000.00 | See FINRA Report |
| Mark Garner Srofe | 1758736 | 2 | 11/06/1996 | Customer Dispute | Award / Judgment | $8,218.30 | $6,075.00 | See FINRA Report |
| Mark Steven Stickel | 713132 | 4 | 01/15/1995 | Customer Dispute | Award / Judgment | $110,000.00 | $5,000.00 | See FINRA Report |
| Robert Ronald Obraitis | 2124486 | 4 | 08/02/1994 | Customer Dispute | Award / Judgment | $63,250.00 | $19,280.00 | See FINRA Report |
| Robert Joseph Courter | 854890 | 2 | 10/15/1992 | Customer Dispute | Award / Judgment | $17,000.00 | $20,000.00 | See FINRA Report |