Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradestation Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gregory Chung-Tat Szeto | 4722697 | 1 | 05/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Robert H Dawson | 1259956 | 1 | 07/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |