Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tradestation Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Graig Michael Guccione | 5277141 | 1 | 12/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Chung-Tat Szeto | 4722697 | 1 | 05/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert H Dawson | 1259956 | 1 | 07/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karl F Kuhn | 6195130 | 1 | 09/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Victor Podesta | 6450665 | 1 | 09/21/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephanie Dempster | 5399957 | 1 | 09/20/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher James Vespe | 5205586 | 1 | 10/26/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Michael Colgan | 2173364 | 1 | 09/30/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |