Our Staff has compiled our research into a database of FINRA Broker Disclosures for Natalliance Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Scott Brenner | 1227535 | 1 | 05/22/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Myles Salter | 1180139 | 7 | 09/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Myles Salter | 1180139 | 7 | 09/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Myles Salter | 1180139 | 7 | 09/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Myles Salter | 1180139 | 7 | 09/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Myles Salter | 1180139 | 7 | 09/15/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Britton Rodgers | 2314480 | 1 | 11/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Craig Conner | 1391948 | 4 | 08/25/1992 | Customer Dispute | Settled | $77,855.00 | $0.00 | See FINRA Report |
| Michael Steven Velaney | 869269 | 2 | 08/20/1992 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Michael Christopher Wolf | 1307998 | 2 | 04/01/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |