Our Staff has compiled our research into a database of FINRA Broker Disclosures for Sorsby Financial Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Cawthon Sorsby | 809318 | 4 | 10/08/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Cawthon Sorsby | 809318 | 4 | 06/24/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Cawthon Sorsby | 809318 | 4 | 06/16/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Cawthon Sorsby | 809318 | 4 | 10/13/1980 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |