Our Staff has compiled our research into a database of FINRA Broker Disclosures for U.S. Brokerage, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stephen Luke Alistaire Callahan | 1898482 | 1 | 02/06/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Pamela Ann Caruthers | 1014558 | 2 | 04/17/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |