Our Staff has compiled our research into a database of FINRA Broker Disclosures for Financial Sense Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Thomas Bernard | 705891 | 3 | 05/14/2008 | Customer Dispute | Denied | $19,089.50 | $0.00 | See FINRA Report |
| James Joseph Puplava | 736091 | 2 | 10/27/2006 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| James Joseph Puplava | 736091 | 2 | 05/21/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Bernard | 705891 | 3 | 12/24/1996 | Customer Dispute | Settled | $18,600.00 | $0.00 | See FINRA Report |
| Robert Thomas Bernard | 705891 | 3 | 06/24/1991 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |