Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Tran Chung | 4158413 | 1 | 02/16/2022 | Customer Dispute | Settled | $16,440,200.00 | $0.00 | See FINRA Report |
| Hagop Jack Nalbandian | 2921246 | 8 | 12/29/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Grace Greer St. Clair | 2675255 | 2 | 12/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Letitia Anne Garner | 6591669 | 1 | 11/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nancy Ellen Cole | 2900724 | 3 | 09/26/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jose Orlando Castillo | 5507723 | 2 | 09/07/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Annette Vigil | 2097289 | 4 | 08/03/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Sileo | 2534740 | 1 | 07/08/2021 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lyndon Alphonso Grey | 1789083 | 4 | 07/06/2021 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Shomir Mukherjee | 4121898 | 4 | 06/22/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |