Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Ellen Cole | 2900724 | 3 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Shomir Mukherjee | 4121898 | 4 | 06/15/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Steven R Graham | 1977736 | 3 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Michael Egan | 2973478 | 5 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Andy Ravi Gitipityapon | 4092978 | 3 | 06/15/2022 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Michaela Rauscher | 5399032 | 3 | 06/01/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Fariba Zehtabian Madison | 1178259 | 5 | 06/01/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Fariba Zehtabian Madison | 1178259 | 5 | 06/01/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Alex Boyd Mathis | 2235598 | 5 | 05/23/2022 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |