Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antoine Samir Abi Nader | 4700969 | 2 | 10/22/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Gary Simon | 1064191 | 3 | 10/03/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 09/28/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Andy Ravi Gitipityapon | 4092978 | 3 | 09/28/2022 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Helen Hsi-Shan Lin | 4556198 | 1 | 09/19/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michaela Rauscher | 5399032 | 3 | 08/08/2022 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 08/08/2022 | Customer Dispute | Settled | $158,000.00 | $0.00 | See FINRA Report |
| Fariba Zehtabian Madison | 1178259 | 5 | 08/04/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Larry D Burton | 4297802 | 2 | 07/27/2022 | Customer Dispute | Settled | $379,250.00 | $0.00 | See FINRA Report |
| Annette Vigil | 2097289 | 4 | 07/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |