Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Ellen Cole | 2900724 | 3 | 03/23/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Shomir Mukherjee | 4121898 | 4 | 03/06/2023 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Gaylord Wesley Rohloff | 1542216 | 10 | 03/03/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Annette Vigil | 2097289 | 4 | 03/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lyndon Alphonso Grey | 1789083 | 4 | 01/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hagop Jack Nalbandian | 2921246 | 8 | 12/23/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Larry D Burton | 4297802 | 2 | 12/15/2022 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Jeffrey Dwight Brandeen | 2894744 | 6 | 12/08/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| David Wayne Karin | 2486154 | 6 | 11/23/2022 | Customer Dispute | Settled | $1,220,000.00 | $0.00 | See FINRA Report |
| Fariba Zehtabian Madison | 1178259 | 5 | 11/03/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |