Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandi Y Chui | 2612557 | 2 | 03/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Welburn Crane | 1283381 | 2 | 10/01/1990 | Customer Dispute | Award / Judgment | $150,000.00 | $46,000.00 | See FINRA Report |
| Robert Bennett Johnston | 1161633 | 4 | 09/22/1989 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ernest Bernard Arnold | 1754119 | 3 | 05/30/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Alan Johnson | 1091451 | 3 | 07/21/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Gilbert Nyerges | 1321369 | 2 | 10/30/1986 | Customer Dispute | Award / Judgment | $80,000.00 | $14,860.00 | See FINRA Report |
| Frank Gilbert Nyerges | 1321369 | 2 | 04/07/1986 | Customer Dispute | Award / Judgment | $9,559.66 | $9,559.66 | See FINRA Report |
| Rodney Joseph Viloria | 2476786 | 2 | 10/29/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Wayne Ketron | 268772 | 4 | 10/16/1984 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Wayne Ketron | 268772 | 4 | 10/05/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |