Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Gordon Johnson | 721657 | 15 | 01/01/1993 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 12/15/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Bennett Johnston | 1161633 | 4 | 10/13/1992 | Customer Dispute | Award / Judgment | $214,428.00 | $100,000.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 07/07/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vance Ambrose Gustafson | 232308 | 3 | 02/27/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Gabriel Taylor | 5462381 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Farley Richards | 1484496 | 3 | 07/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 07/12/1991 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 07/10/1991 | Customer Dispute | Settled | $32,377.00 | $0.00 | See FINRA Report |
| John Robert Bogucz | 733890 | 3 | 03/11/1991 | Customer Dispute | Settled | $86,925.00 | $0.00 | See FINRA Report |