Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Gordon Johnson | 721657 | 15 | 10/21/1993 | Customer Dispute | Settled | $14,810.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 10/21/1993 | Customer Dispute | Settled | $20,564.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 10/21/1993 | Customer Dispute | Settled | $62,955.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 10/21/1993 | Customer Dispute | Settled | $19,268.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 08/24/1993 | Customer Dispute | Settled | $27,900.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 08/17/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Heath Tanner | 1730256 | 1 | 06/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barrick Allyn Smart | 829239 | 4 | 02/26/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 02/19/1993 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Mark Glenn Larkin | 2021885 | 4 | 01/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |