Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis John Deyoung | 1499001 | 3 | 01/06/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Alan Johnson | 1091451 | 3 | 12/14/1994 | Customer Dispute | Award / Judgment | $1,030,910.00 | $23,931.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 09/14/1994 | Customer Dispute | Award / Judgment | $55,188.20 | $10,000.00 | See FINRA Report |
| Douglas Cy Waisner | 1280998 | 6 | 09/09/1994 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Glenn Larkin | 2021885 | 4 | 06/17/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick McGrath | 1251254 | 11 | 06/07/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Alexander Crawford | 1868597 | 2 | 03/01/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Charles Rooney | 852679 | 7 | 11/10/1993 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 11/10/1993 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Charles Rooney | 852679 | 7 | 10/21/1993 | Customer Dispute | Settled | $18,376.00 | $0.00 | See FINRA Report |