Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Robert Bogucz | 733890 | 3 | 08/04/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Gordon Johnson | 721657 | 15 | 08/02/2000 | Customer Dispute | Settled | $15,500.00 | $0.00 | See FINRA Report |
| Barrick Allyn Smart | 829239 | 4 | 05/19/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Thomas Grace | 2058649 | 3 | 03/28/2000 | Customer Dispute | Pending | $311,000.00 | $0.00 | See FINRA Report |
| Stephen Christopher Attar | 2024939 | 1 | 02/17/2000 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| David Brock Whitson | 3178318 | 7 | 01/10/2000 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Gilbert Good | 225021 | 5 | 11/23/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Richard Thomas Grace | 2058649 | 3 | 08/16/1999 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Linda Jane Oleson | 1789629 | 4 | 07/23/1999 | Customer Dispute | Settled | $29,836.00 | $0.00 | See FINRA Report |
| Vance Ambrose Gustafson | 232308 | 3 | 07/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |