Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Allen Hugh | 2542570 | 1 | 11/05/2001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Vance Ambrose Gustafson | 232308 | 3 | 08/16/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa-Ann Tomiko Nouchi | 2367719 | 3 | 07/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gilbert Good | 225021 | 5 | 07/05/2001 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Brett Dennis Curran | 2194953 | 1 | 06/26/2001 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Linda Anne Wenker | 1264847 | 4 | 05/21/2001 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Andrew Gene Duchan | 2537673 | 3 | 01/10/2001 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Robert Olindo Olivieri | 2410466 | 3 | 12/29/2000 | Customer Dispute | Denied | $5,250.00 | $0.00 | See FINRA Report |
| Andrew Gene Duchan | 2537673 | 3 | 12/26/2000 | Customer Dispute | Denied | $412,500.00 | $0.00 | See FINRA Report |
| Richard Thomas Grace | 2058649 | 3 | 09/28/2000 | Customer Dispute | Settled | $107,000.00 | $0.00 | See FINRA Report |