Our Staff has compiled our research into a database of FINRA Broker Disclosures for Western International Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Cy Waisner | 1280998 | 6 | 12/22/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| David Dean Glienke | 5502866 | 2 | 12/18/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Walter Allan Huber | 1760163 | 3 | 11/20/2023 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| David Gary Simon | 1064191 | 3 | 11/16/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Steven R Graham | 1977736 | 3 | 10/24/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Parviz Paul Pourfarid | 2112613 | 3 | 10/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John B Darmanian | 2899924 | 2 | 09/22/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Talin Kalfayan | 6674529 | 1 | 08/28/2023 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Thomas Brian Swan | 1698430 | 9 | 08/28/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Gary Simon | 1064191 | 3 | 07/19/2023 | Customer Dispute | Pending | $115,000.00 | $0.00 | See FINRA Report |